RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• E•••••• L•••••••
- A•••• C•••••• M••••••••• L•• state registered currentsince Sep 17, 2015 · Saint George, Ut
- M• I••••••••• A••••••• I••• unclassifiedNov 8, 2011 to Nov 3, 2015 · St George, Ut
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJan 28, 2006 to Jan 11, 2011 · Las Vegas, Nv
- M• I••••••••• A••••••• I••• to A•••• C•••••• M••••••••• L••left Nov 3, 2015, registered Sep 17, 2015 (-47 days) · Other · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to M• I••••••••• A••••••• I•••left Jan 11, 2011, registered Nov 8, 2011 (301 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address