RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• L••••••• W•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Indianapolis, In
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Indianapolis, In
- W••••••••• F•••••••• G••••• L•• state registeredFeb 9, 2007 to Dec 31, 2014 · Indianapolis, In
- W••••••••• F•••••••• G••••• L•• state registeredAug 29, 2005 to Dec 31, 2006 · Indianapolis, In
- 1•• G••••• A••••••• I•• formerDec 23, 1998 to Oct 25, 2019 · Indianapolis, In
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- 1•• G••••• A••••••• I•• to W••••••••• F•••••••• G••••• L••left Oct 25, 2019, registered Aug 29, 2005 (-5170 days) · Affiliated broker-dealer or bank to a state-registered adviser
- W••••••••• F•••••••• G••••• L•• to A•••••• A••••••• S•••••••left Dec 31, 2014, registered Oct 25, 2019 (1759 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address