DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Adam Ilung Kim
Feed of 09/14/2026
At current firm
3 y
since May 19, 2023
In the industry
29 y
since Mar 27, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince May 19, 2023 · Fresno, Ca
- Equitable Advisors, LLC national BDJul 31, 2018 to Jun 5, 2023 · Fresno, Ca
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 13, 2013 to Aug 13, 2018 · Fresno, Ca
- Securities America Advisors, Inc. formerNov 23, 2010 to Nov 14, 2013 · San Jose, Ca
- Guggenheim Investments asset managerFeb 27, 2006 to Mar 22, 2007 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Equitable Advisors, LLC to Cambridge Investment Research Advisors, Inc.left Jun 5, 2023, registered May 19, 2023 (-17 days) · Affiliated broker-dealer or bank to another · moved with a team
- Cambridge Investment Research Advisors, Inc. to Equitable Advisors, LLCleft Aug 13, 2018, registered Jul 31, 2018 (-13 days) · Affiliated broker-dealer or bank to another · moved with a team
- Securities America Advisors, Inc. to Cambridge Investment Research Advisors, Inc.left Nov 14, 2013, registered Nov 13, 2013 (-1 days) · Other
- Guggenheim Investments to Securities America Advisors, Inc.left Mar 22, 2007, registered Nov 23, 2010 (1342 days) · Other
Signals
- Adam Ilung Kim left Equitable Advisors, Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-05-19)Jun 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address