S•••• C•••••• C•••••••

L•• F•••••••• L••BD affiliatedKnoxville, Tndual registrantIAPD 2846932

Certified Financial Planner

Feed of 09/14/2026

Also filed as S•••• S••••••••• C•••••• D••••••••• C•••••• D•••••••••

At current firm

8 y

since Feb 14, 2018

In the industry

27 y

since Jul 26, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Feb 14, 2018 · Knoxville, Tn
I••••• F•••••••• C••••••••• former
Jan 27, 2014 to Feb 14, 2018 · Woodland Hills, Ca
C•••••••• F•••••••• G•••• A••••••• former
Sep 4, 2008 to Dec 31, 2013 · Simi Valley, Ca

Moves

a registration end followed by a registration begin elsewhere

I••••• F•••••••• C••••••••• to L•• F•••••••• L••
left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
C•••••••• F•••••••• G•••• A••••••• to I••••• F•••••••• C•••••••••
left Dec 31, 2013, registered Jan 27, 2014 (27 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address