RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• R•••• H••••••
- A••• A••••••• P••••••• BD affiliated currentsince Feb 12, 2026 · New York, Ny
- G•• P•••••• W••••• formerNov 23, 2009 to Feb 13, 2026 · Hudson, Oh
- C•••••• S••••• • C••• I••• national BDJan 1, 2000 to Sep 12, 2003 · Cleveland, Oh
- G•• P•••••• W••••• to A••• A••••••• P•••••••left Feb 13, 2026, registered Feb 12, 2026 (-1 days) · RIA to RIA · moved with a team
- C•••••• S••••• • C••• I••• to G•• P•••••• W•••••left Sep 12, 2003, registered Nov 23, 2009 (2264 days) · Other
- B•••• R•••• H•••••• left G•• P•••••• W••••• for A••• A••••••• P••••••• (registered 2026-02-12)Feb 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address