DFX Intelligence
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Registered advisor
J••• A•••••• C•••••••
Feed of 09/14/2026
Also filed as Tony C•••••••
At current firm
2 y
since Jul 23, 2024
In the industry
29 y
since Mar 11, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 23, 2024 · San Francisco, Ca
- U•• F•••••••• S••••••• I••• wirehouseJan 21, 2009 to Oct 16, 2023 · San Francisco, Ca
- C••••• S••••• S••••••••• •••• L•• formerJul 24, 2003 to Feb 6, 2009 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Feb 6, 2009, registered Jan 21, 2009 (-16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address