DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Glen Patrick Martin
Certified Financial Planner
Feed of 09/14/2026
At current firm
10 y
since Aug 22, 2016
In the industry
23 y
since Sep 30, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F L Putnam Investment Management Co. independent RIA currentsince Aug 22, 2016 · Providence, Ri
- Mariner independent RIADec 7, 2015 to Jul 5, 2016 · East Providence, Ri
- Msi Financial Services, Inc. formerJul 20, 2015 to Jul 1, 2016 · East Providence, Ri
- LPL Financial LLC BD affiliatedFeb 27, 2015 to Jun 5, 2015 · Providence, Ri
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 22, 2010 to Mar 1, 2013 · Providence, Ri
Moves
a registration end followed by a registration begin elsewhere
- Mariner to F L Putnam Investment Management Co.left Jul 5, 2016, registered Aug 22, 2016 (48 days) · Other
- Msi Financial Services, Inc. to Marinerleft Jul 1, 2016, registered Dec 7, 2015 (-207 days) · Other
- LPL Financial LLC to Msi Financial Services, Inc.left Jun 5, 2015, registered Jul 20, 2015 (45 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLCleft Mar 1, 2013, registered Feb 27, 2015 (728 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address