M••• L• D•••••••

• L•• F•••••••• L•• BD affiliated current
  since Jul 10, 2025 · North Ridgeville, Oh
• N••• F•••••••• G••••• I••• former
  Jan 6, 2009 to Jul 10, 2025 · Houston, Tx
• H••••••••• G••••• E••••• • R••••••••• S••••••••• unclassified
  Feb 7, 2005 to Nov 18, 2009 · Brecksville, Oh
• Q•••• • R•••••• I••• unclassified
  Dec 16, 2002 to Sep 30, 2003 · Cleveland, Oh

• N••• F•••••••• G••••• I••• to L•• F•••••••• L••
  left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
• H••••••••• G••••• E••••• • R••••••••• S••••••••• to N••• F•••••••• G••••• I•••
  left Nov 18, 2009, registered Jan 6, 2009 (-316 days) · Other
• Q•••• • R•••••• I••• to H••••••••• G••••• E••••• • R••••••••• S•••••••••
  left Sep 30, 2003, registered Feb 7, 2005 (496 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address