RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• R••••• D•••••
- W••••• P•••••••• I••• state registered currentsince Jun 14, 2016 · Centerville, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 20, 2006 to May 9, 2007 · Los Angeles, Ca
- N••••• F••• A•••••••• L•• asset managerMay 1, 2002 to Oct 8, 2003 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W••••• P•••••••• I•••left May 9, 2007, registered Jun 14, 2016 (3324 days) · Wirehouse to a state-registered adviser
- N••••• F••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 8, 2003, registered Feb 20, 2006 (866 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address