RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• P••• W••••••••
- T•••••• L••••• P•••••••• L•• independent RIA currentsince Dec 5, 2011 · Houston, Tx
- S••••• A•••• M••••••••• L•• unclassifiedJul 8, 2010 to Dec 31, 2011 · Houston, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 24, 2003 to Feb 16, 2006 · Houston, Tx
- S••••• A•••• M••••••••• L•• to T•••••• L••••• P•••••••• L••left Dec 31, 2011, registered Dec 5, 2011 (-26 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to S••••• A•••• M••••••••• L••left Feb 16, 2006, registered Jul 8, 2010 (1603 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address