DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• T••••• H•••••

C••••• W••••• P•••••••independent RIAJohns Creek, Ga IA-onlyIAPD 2853161

Feed of 09/14/2026

Also filed as Tommy H•••••

At current firm

3 y

since Dec 16, 2022

In the industry

29 y

since Aug 4, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• W••••• P••••••• independent RIA current
since Dec 16, 2022 · St. Petersburg, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Dec 21, 2022 · Atlanta, Ga
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 20, 2004 to Oct 23, 2009 · Atlanta, Ga
Q•••• • R•••••• I••• unclassified
Apr 24, 2003 to Oct 20, 2004 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• W••••• P•••••••
left Dec 21, 2022, registered Dec 16, 2022 (-5 days) · Wirehouse to independent RIA · moved with a team
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Signals

R•••••• T••••• H••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••••• W••••• P••••••• (registered 2022-12-16)
Dec 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address