DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Edward Alberding
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
19 y
since Aug 10, 2007
In the industry
27 y
since Aug 12, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Aug 10, 2007 · Hunt Valley, Md
- RBC Capital Markets, LLC national BDAug 16, 2005 to Aug 23, 2007 · Baltimore, Md
- Deutsche Bank Securities Inc. no RAUMJan 14, 2000 to Aug 11, 2005 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- RBC Capital Markets, LLC to Stifel, Nicolaus & Company, Incorporatedleft Aug 23, 2007, registered Aug 10, 2007 (-13 days) · Affiliated broker-dealer or bank to another
- Deutsche Bank Securities Inc. to RBC Capital Markets, LLCleft Aug 11, 2005, registered Aug 16, 2005 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address