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Registered advisor
M••• D•••••
Feed of 09/14/2026
Also filed as M••• L D•••••
At current firm
1 y
since Jun 26, 2025
In the industry
26 y
since Mar 29, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Jun 26, 2025 · Marlton, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 26, 2022 to May 10, 2024 · New York, Ny
- L•• F•••••••• L•• BD affiliatedMay 11, 2016 to Feb 28, 2022 · Bayonne, Nj
- H••• S••••••••• •••• I••• BD affiliatedNov 16, 2015 to May 3, 2016 · Staten Island, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to T• P•••••• C••••• W••••• L••left May 10, 2024, registered Jun 26, 2025 (412 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C•••••••• G••••• M•••••• I•••left Feb 28, 2022, registered Oct 26, 2022 (240 days) · Affiliated broker-dealer or bank to another
- H••• S••••••••• •••• I••• to L•• F•••••••• L••left May 3, 2016, registered May 11, 2016 (8 days) · Other
Signals
- M••• D••••• left C•••••••• G••••• M•••••• I••• for T• P•••••• C••••• W••••• L•• (registered 2025-06-26)May 10, 2024 · Advisor changed firm · fact
- M••• D••••• left L•• F•••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2022-10-26)Feb 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address