RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• L•••• V••••••••
- U• W••••• M••••••••• A•••••••• L•• state registered currentsince Jun 28, 2023 · New York, Ny
- U• W••••• M••••••••• A••••••• unclassifiedOct 22, 2019 to Dec 16, 2021 · New York, Ny
- M••••• C•••••• A•••••••• L•• independent RIANov 30, 2012 to Feb 26, 2015 · Bradenton, Fl
- W••••• M••••••••• C••••••• L•• unclassifiedJul 29, 2003 to Dec 31, 2010 · Bradenton, Fl
- U• W••••• M••••••••• A••••••• to U• W••••• M••••••••• A•••••••• L••left Dec 16, 2021, registered Jun 28, 2023 (559 days) · Other
- M••••• C•••••• A•••••••• L•• to U• W••••• M••••••••• A•••••••left Feb 26, 2015, registered Oct 22, 2019 (1699 days) · Other
- W••••• M••••••••• C••••••• L•• to M••••• C•••••• A•••••••• L••left Dec 31, 2010, registered Nov 30, 2012 (700 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address