RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• N• E••••••••
- S•• I••••••••• C•••••• I••• independent RIA currentsince Dec 8, 2025 · Los Angeles, Ca
- F•••• F••••••••• A••••••• independent RIANov 20, 2015 to Mar 19, 2025 · Los Angleles, Ca
- R•• S••••••••• I••• BD affiliatedMar 22, 2011 to Oct 30, 2015 · Los Angeles, Ca
- E•••••• A•••• A••••••• L•• formerFeb 6, 2009 to Aug 18, 2009 · Weston, Fl
- E•••••• A••••••••• S••••••••• L•• formerFeb 6, 2009 to Aug 18, 2009 · Weston, Fl
- L••• A••••••• formerFeb 12, 2002 to Jan 5, 2009 · Beverly Hills, Ca
- F•••• F••••••••• A••••••• to S•• I••••••••• C•••••• I•••left Mar 19, 2025, registered Dec 8, 2025 (264 days) · RIA to RIA
- R•• S••••••••• I••• to F•••• F••••••••• A•••••••left Oct 30, 2015, registered Nov 20, 2015 (21 days) · Other · moved with a team
- E•••••• A•••• A••••••• L•• to R•• S••••••••• I•••left Aug 18, 2009, registered Mar 22, 2011 (581 days) · Other
- E•••••• A••••••••• S••••••••• L•• to E•••••• A•••• A••••••• L••left Aug 18, 2009, registered Feb 6, 2009 (-193 days) · Other
- L••• A••••••• to E•••••• A••••••••• S••••••••• L••left Jan 5, 2009, registered Feb 6, 2009 (32 days) · Other
- J•••••• N• E•••••••• left F•••• F••••••••• A••••••• for S•• I••••••••• C•••••• I••• (registered 2025-12-08)Mar 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address