RIA Intelligence

• 3• M•••••••• I••• state registered current
  since Jun 22, 2021 · Charlottesville, Va
• 3••••••••• I••• unclassified
  Apr 12, 2018 to Dec 31, 2019 · Baltimore, Md
• 3••••••••• I••• unclassified
  Feb 18, 2015 to Dec 31, 2017 · Baltimore, Md
• A•••• A•••••••• L•• unclassified
  Sep 8, 2005 to Dec 23, 2008 · Yardley, Pa
• A•••• A•••••••• L•• unclassified
  Sep 8, 2005 to Dec 31, 2005 · Yardley, Pa
• A•••••• A••••••• S••••••• former
  Oct 30, 2003 to Dec 13, 2004 · Yardley, Pa
• E•••••••• A•••••••• L•• national BD
  May 17, 2002 to Oct 15, 2003 · Columbia, Md

• 3••••••••• I••• to 3• M•••••••• I•••
  left Dec 31, 2019, registered Jun 22, 2021 (539 days) · Other
• A•••• A•••••••• L•• to 3••••••••• I•••
  left Dec 23, 2008, registered Feb 18, 2015 (2248 days) · Other
• A•••••• A••••••• S••••••• to A•••• A•••••••• L••
  left Dec 13, 2004, registered Sep 8, 2005 (269 days) · Other
• E•••••••• A•••••••• L•• to A•••••• A••••••• S•••••••
  left Oct 15, 2003, registered Oct 30, 2003 (15 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

38derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address