DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Anthony Tretola
Feed of 09/14/2026
Also filed as Michael Tretola
At current firm
4 y
since Jul 20, 2022
In the industry
29 y
since Nov 1, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Arete Wealth Advisors, LLC BD affiliated currentsince Jul 20, 2022 · Melville, Ny
- B. Riley Wealth Advisors, Inc. BD affiliatedJan 5, 2021 to Jul 20, 2022 · Melville, Ny
- Ladenburg Thalmann Asset Management Inc otherDec 5, 2018 to Dec 31, 2020 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- B. Riley Wealth Advisors, Inc. to Arete Wealth Advisors, LLCleft Jul 20, 2022, registered Jul 20, 2022 (0 days) · corporate re-registration, not a move
- Ladenburg Thalmann Asset Management Inc to B. Riley Wealth Advisors, Inc.left Dec 31, 2020, registered Jan 5, 2021 (5 days) · RIA to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address