RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R••• H••••
- C••••••••• A•••••• N•••••• L•• former currentsince Jul 18, 2023 · Gig Harbor, Wa
- C••••••••• A•••••• N•••••• L•• formerFeb 10, 2023 to Jun 9, 2023 · Gig Harbor, Wa
- T•••••• F•••••••• formerOct 4, 2013 to Jul 1, 2015 · Bellevue, Wa
- P•••••• C••••• S•••••••• L•• BD affiliatedJul 17, 2013 to Oct 14, 2013 · Seattle, Wa
- S••••••• F•••••••• S•••••••• I••• formerOct 18, 2011 to Mar 27, 2013 · Boston, Ma
- P•••••• W••• F•••••••• C••••••••• I•• formerSep 15, 2004 to Oct 18, 2011 · Renton, Wa
- T•••••• F•••••••• to C••••••••• A•••••• N•••••• L••left Jul 1, 2015, registered Feb 10, 2023 (2781 days) · Other
- P•••••• C••••• S•••••••• L•• to T•••••• F••••••••left Oct 14, 2013, registered Oct 4, 2013 (-10 days) · Other
- S••••••• F•••••••• S•••••••• I••• to P•••••• C••••• S•••••••• L••left Mar 27, 2013, registered Jul 17, 2013 (112 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to S••••••• F•••••••• S•••••••• I•••left Oct 18, 2011, registered Oct 18, 2011 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address