DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••••• J••• B••••••

N•••••••• F••••••••• L••independent RIADefiance, Oh IA-onlyIAPD 2869408

Feed of 09/15/2026

Also filed as Pat B••••••

At current firm

19 y

since May 11, 2007

In the industry

27 y

since Mar 30, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••••• F••••••••• L•• independent RIA current
since May 11, 2007 · Defiance, Oh
M••••••• C•••••• M••••••••• I••• unclassified
Jan 13, 2020 to Jul 7, 2026 · Columbus, Oh
O•• B•••••••• S•••••••• I••• unclassified
Aug 9, 2004 to Aug 21, 2006 · Bryan, Oh
F•••• I•••••••• A•• I••••••••• I••• unclassified
Jul 29, 2004 to Apr 26, 2007 · Defiance, Oh
C••••• A•••••• N••••••• L•• former
Jul 3, 2002 to Aug 10, 2004 · Bryan, Oh

Moves

a registration end followed by a registration begin elsewhere

M••••••• C•••••• M••••••••• I••• to no registered destination
left Jul 7, 2026 · Departure, no registered destination
F•••• I•••••••• A•• I••••••••• I••• to O•• B•••••••• S•••••••• I•••
left Apr 26, 2007, registered Aug 9, 2004 (-990 days) · Other
O•• B•••••••• S•••••••• I••• to N•••••••• F••••••••• L••
left Aug 21, 2006, registered May 11, 2007 (263 days) · Other
C••••• A•••••• N••••••• L•• to F•••• I•••••••• A•• I••••••••• I•••
left Aug 10, 2004, registered Jul 29, 2004 (-12 days) · Other

Signals

P•••••• J••• B•••••• no longer registered at M••••••• C•••••• M••••••••• I•••; no later IA registration on IAPD
Jul 7, 2026 · a•••••• departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address