RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• S•••• G••••
- B•• S••••••••• I••• mixed wealth currentsince Sep 2, 2025 · Miami, Fl
- R•••••• J•••• • A••••••••• I••• national BDJul 16, 2019 to Sep 4, 2025 · Coconut Grove, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 12, 2016 to Jun 18, 2019 · Coral Gables, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 1, 2010 to Jul 17, 2015 · Miami, Fl
- U•• I••••••••• I••• unclassifiedApr 3, 2007 to Jan 1, 2010 · Miami, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 23, 2005 to Apr 5, 2007 · Port Richey, Fl
- C•••••• S••••• • C••• I••• national BDJul 17, 1997 to Nov 29, 2004 · Safety Harbor, Fl
- R•••••• J•••• • A••••••••• I••• to B•• S••••••••• I•••left Sep 4, 2025, registered Sep 2, 2025 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jun 18, 2019, registered Jul 16, 2019 (28 days) · Wirehouse to affiliated broker-dealer or bank
- U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to U•• I••••••••• I•••left Apr 5, 2007, registered Apr 3, 2007 (-2 days) · Other
- C•••••• S••••• • C••• I••• to C•••••••• G••••• M•••••• I•••left Nov 29, 2004, registered Feb 23, 2005 (86 days) · Other
- P••••• S•••• G•••• left R•••••• J•••• • A••••••••• I••• for B•• S••••••••• I••• (registered 2025-09-02)Sep 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address