RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• D••• D••••••••
- L•• F•••••••• L•• BD affiliated currentsince May 9, 2024 · Line Lexington, Pa
- S••••••••• A•••••• A•••••••• I••• formerFeb 4, 2021 to May 8, 2024 · Dublin, Pa
- S••••••••• S••••••••• I••• unclassifiedJul 21, 2003 to Oct 20, 2004 · Wyomissing, Pa
- V••• C•••••• M••••••••• unclassifiedOct 15, 2002 to Jun 3, 2004 · Wyomissing, Pa
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left May 8, 2024, registered May 9, 2024 (1 days) · Affiliated broker-dealer or bank to another
- S••••••••• S••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Oct 20, 2004, registered Feb 4, 2021 (5951 days) · Other
- V••• C•••••• M••••••••• to S••••••••• S••••••••• I•••left Jun 3, 2004, registered Jul 21, 2003 (-318 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address