DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• V•••••• M••••••••

C••••• I••••••••• A••••••• L••BD affiliatedSun City, Fldual registrantIAPD 2877879

Feed of 09/14/2026

Also filed as M•••••• V•••••• M••••••••

At current firm

2 y

since Jun 26, 2024

In the industry

29 y

since May 1, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 26, 2024 · Sun City, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 6, 2018 to Jul 3, 2024 · Sun City Center, Fl
G••••••••• I••••••••• asset manager
Oct 13, 2014 to May 29, 2018 · Appollo Beach, Fl
A••••••• A•••• M••••••••• I••• mixed wealth
Jan 22, 2010 to Oct 10, 2014 · Apollo Beach, Fl
V•• K••••• A••••••• I•• unclassified
Feb 7, 2006 to Jan 19, 2010 · Lithia, Fl
M••••• S•••••• D• I••• unclassified
Dec 16, 2004 to Jan 26, 2006 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
left Jul 3, 2024, registered Jun 26, 2024 (-7 days) · Affiliated broker-dealer or bank to another
G••••••••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left May 29, 2018, registered Jun 6, 2018 (8 days) · Other
A••••••• A•••• M••••••••• I••• to G••••••••• I•••••••••
left Oct 10, 2014, registered Oct 13, 2014 (3 days) · Other
V•• K••••• A••••••• I•• to A••••••• A•••• M••••••••• I•••
left Jan 19, 2010, registered Jan 22, 2010 (3 days) · Other
M••••• S•••••• D• I••• to V•• K••••• A••••••• I••
left Jan 26, 2006, registered Feb 7, 2006 (12 days) · Other

Signals

M•••••• V•••••• M•••••••• left A••••••••• F•••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-06-26)
Jul 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address