RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 12, 2019 · Connellsville, Pa
- T•••••••• A••••••• G••••• I••• BD affiliatedAug 1, 2017 to Mar 20, 2019 · Connellsville, Pa
- C••••••• S••••••••• I••• BD affiliatedApr 25, 2017 to Aug 1, 2017 · Latrobe, Pa
- T•••••••• A••••••• G••••• I••• BD affiliatedNov 15, 2013 to Apr 27, 2017 · Greensburg, Pa
- L•• F•••••••• L•• BD affiliatedMar 4, 2009 to Oct 17, 2013 · Fort Mill, Sc
- I••••• F•••••••• C••••••••• formerMar 28, 2003 to Mar 10, 2009 · Rice'S Landing, Pa
- T•••••••• A••••••• G••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 20, 2019, registered Mar 12, 2019 (-8 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to T•••••••• A••••••• G••••• I•••left Aug 1, 2017, registered Aug 1, 2017 (0 days) · Other
- T•••••••• A••••••• G••••• I••• to C••••••• S••••••••• I•••left Apr 27, 2017, registered Apr 25, 2017 (-2 days) · Other
- L•• F•••••••• L•• to T•••••••• A••••••• G••••• I•••left Oct 17, 2013, registered Nov 15, 2013 (29 days) · Other
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Mar 10, 2009, registered Mar 4, 2009 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address