RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• L•• R••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 17, 2025 · Pensacola, Fl
- C•••••••• F•••••••• G•••• A••••••• formerJul 10, 2017 to Feb 21, 2025 · Pensacola, Fl
- S••••• A••••••• I••• BD affiliatedJan 30, 2015 to Jul 11, 2017 · Birmingham, Al
- S••••• A••• I••••••••• A•••••• S•••••••• I••• formerFeb 23, 2010 to Jan 30, 2015 · Traverse City, Mi
- C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••left Feb 21, 2025, registered Feb 17, 2025 (-4 days) · corporate re-registration, not a move
- S••••• A••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Jul 11, 2017, registered Jul 10, 2017 (-1 days) · Other
- S••••• A••• I••••••••• A•••••• S•••••••• I••• to S••••• A••••••• I•••left Jan 30, 2015, registered Jan 30, 2015 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address