RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• C••••••• R••••••••
- H••• I••••••••• G•••• independent RIA currentsince Mar 1, 2021 · St. Louis, Mo
- H••• I••••••••• G•••• formerApr 8, 2011 to Mar 1, 2021 · St. Louis, Mo
- G••••••••• I••••••••• A•••••••• L•• otherMay 19, 2008 to Feb 9, 2009 · St. Louis, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 30, 2002 to Sep 5, 2007 · Clayton, Mo
- H••• I••••••••• G•••• to H••• I••••••••• G••••left Mar 1, 2021, registered Mar 1, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
- G••••••••• I••••••••• A•••••••• L•• to H••• I••••••••• G••••left Feb 9, 2009, registered Apr 8, 2011 (788 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to G••••••••• I••••••••• A•••••••• L••left Sep 5, 2007, registered May 19, 2008 (257 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address