DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Pin Chen
Feed of 09/14/2026
At current firm
14 y
since Sep 21, 2011
In the industry
28 y
since Sep 26, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stonemark Wealth Management independent RIA currentsince Sep 21, 2011 · Pasadena, Ca
- Wespac Advisors, LLC otherSep 23, 2009 to Jan 11, 2012 · Pasadena, Ca
- Hilltop Securities Inc. BD affiliatedDec 10, 2008 to Jul 7, 2009 · Sherman Oaks, Ca
- Tower Asset Management LLC unclassifiedJul 27, 2004 to Jul 6, 2009 · Beverly Hills, Ca
- M.L. Stern & Co., LLC. unclassifiedJul 27, 2004 to Apr 7, 2009 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wespac Advisors, LLC to Stonemark Wealth Managementleft Jan 11, 2012, registered Sep 21, 2011 (-112 days) · Other
- Hilltop Securities Inc. to Wespac Advisors, LLCleft Jul 7, 2009, registered Sep 23, 2009 (78 days) · Other
- Tower Asset Management LLC to Hilltop Securities Inc.left Jul 6, 2009, registered Dec 10, 2008 (-208 days) · Other
- M.L. Stern & Co., LLC. to Tower Asset Management LLCleft Apr 7, 2009, registered Jul 27, 2004 (-1715 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address