RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- X••••• W••••• L•• independent RIA currentsince Aug 7, 2018 · Miami, Fl
- X••••• W••••• L•• independent RIAJul 31, 2017 to May 8, 2018 · Miami, Fl
- D••••••• I••• formerJun 16, 2015 to Mar 2, 2017 · Coral Gables, Fl
- H••••••• A•••• M••••••••• L•• state registeredAug 5, 2011 to Dec 31, 2013 · Miami, Fl
- H••••••• A•••• M••••••••• L•• state registeredAug 5, 2011 to Apr 1, 2015 · Miami, Fl
- D••••••• I••• to X••••• W••••• L••left Mar 2, 2017, registered Jul 31, 2017 (151 days) · Other
- H••••••• A•••• M••••••••• L•• to D••••••• I•••left Apr 1, 2015, registered Jun 16, 2015 (76 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address