DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• M•••••• K•••••

N•• E••• W•••••BD affiliatedCoral Gables, Fl IA-onlyIAPD 2886837

Feed of 09/14/2026

Also filed as Jay K•••••

At current firm

4 y

since Jan 28, 2022

In the industry

29 y

since May 29, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•• E••• W••••• BD affiliated current
since Jan 28, 2022 · Stamford, Ct
U•• F•••••••• S••••••• I••• wirehouse
Dec 4, 2006 to Feb 15, 2022 · Coral Gables, Fl
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Aug 16, 2004 to Dec 7, 2006 · Miami, Fl
L••••• B••••••• I••• unclassified
May 7, 2004 to Aug 25, 2004 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to N•• E••• W•••••
left Feb 15, 2022, registered Jan 28, 2022 (-18 days) · Wirehouse to independent RIA · moved with a team
B••• O• A•••••• I••••••••• S•••••••• I••• to U•• F•••••••• S••••••• I•••
left Dec 7, 2006, registered Dec 4, 2006 (-3 days) · Other
L••••• B••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Aug 25, 2004, registered Aug 16, 2004 (-9 days) · Other

Signals

J•••• M•••••• K••••• left U•• F•••••••• S••••••• I••• for N•• E••• W••••• (registered 2022-01-28)
Feb 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address