RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• D••• N••••••
- W••••• A••••••• N••••••• I••• independent RIA currentsince Jan 25, 2007 · Greeley, Co
- W••••• A••••••• N••••••• I••• independent RIAJan 1, 2002 to Dec 8, 2004 · Greeley, Co
- 1•• G••••• A••••••• I•• formerJan 1, 1999 to Jun 18, 2013 · Greeley, Co
- W••••• A••••••• O• C•••••••• L•• unclassifiedJan 1, 1999 to Jan 31, 2007 · Greeley, Co
- 1•• G••••• A••••••• I•• to W••••• A••••••• N••••••• I•••left Jun 18, 2013, registered Jan 1, 2002 (-4186 days) · Other
- W••••• A••••••• O• C•••••••• L•• to 1•• G••••• A••••••• I••left Jan 31, 2007, registered Jan 1, 1999 (-2952 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 56derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address