DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher John Brathwaite
Feed of 09/14/2026
Also filed as Christopher John Brathwaite
At current firm
16 y
since May 11, 2010
In the industry
28 y
since Sep 18, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- William Blair & Company L.L.C. BD affiliated currentsince May 11, 2010 · Chicago, Il
- UBS Financial Services Inc. wirehouseNov 1, 2006 to Apr 30, 2010 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- UBS Financial Services Inc. to William Blair & Company L.L.C.left Apr 30, 2010, registered May 11, 2010 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address