RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• V••••••••• H•••••••••
- G••••• H••• A•••• M••••••••• L•• independent RIA currentsince Aug 27, 2007 · New Canaan, Ct
- W••••••• C•••••• M••••••• L•• formerAug 29, 2006 to Dec 31, 2007 · W•••••••, Ct
- N•••••••• B••••• B• L•• no RAUMOct 16, 2002 to Jun 27, 2006 · New York, Ny
- W••••••• C•••••• M••••••• L•• to G••••• H••• A•••• M••••••••• L••left Dec 31, 2007, registered Aug 27, 2007 (-126 days) · Other
- N•••••••• B••••• B• L•• to W••••••• C•••••• M••••••• L••left Jun 27, 2006, registered Aug 29, 2006 (63 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address