RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• P•••••• H•••••
- V••••••••• A••••••• S••••••• BD affiliated currentsince Feb 13, 2026 · Zionsville, In
- L•• F•••••••• L•• BD affiliatedMay 23, 2008 to Mar 5, 2026 · Zionsville, In
- S••••••• I••••••••• I••• formerMar 21, 2001 to May 29, 2008 · Indianapolis, In
- L•• F•••••••• L•• to V••••••••• A••••••• S•••••••left Mar 5, 2026, registered Feb 13, 2026 (-20 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• I••• to L•• F•••••••• L••left May 29, 2008, registered May 23, 2008 (-6 days) · Other
- J••••• P•••••• H••••• left L•• F•••••••• L•• for V••••••••• A••••••• S••••••• (registered 2026-02-13)Mar 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address