J•••• R• W•••••

• R•• C•••••• M••••••• L•• national BD current
  since Jan 30, 2026 · Kamuela, Hi
• U•• F•••••••• S••••••• I••• wirehouse
  Jan 2, 2009 to Feb 9, 2026 · Atlanta, Ga
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to Jan 6, 2009 · Atlanta, Ga
• M••••• S•••••• D• I••• unclassified
  Mar 26, 2003 to Apr 2, 2007 · Atlanta, Ga

• U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••
  left Feb 9, 2026, registered Jan 30, 2026 (-10 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
  left Jan 6, 2009, registered Jan 2, 2009 (-4 days) · corporate re-registration, not a move
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

• J•••• R• W••••• left U•• F•••••••• S••••••• I••• for R•• C•••••• M••••••• L•• (registered 2026-01-30)
  Feb 9, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address