DFX Intelligence
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Registered advisor
D••••• J• K•••
Feed of 09/14/2026
Also filed as D••••• J•••• K••••••••• K•••
At current firm
3 y
since Jul 6, 2023
In the industry
20 y
since Apr 27, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 6, 2023 · Orlando, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 15, 2018 to Jun 20, 2023 · Fort Lauderdale, Fl
- W•••• F•••• A••••••• wirehouseOct 3, 2014 to Oct 10, 2018 · Orlando, Fl
- C••••••• S••••••••• I••• BD affiliatedJan 18, 2013 to Sep 24, 2014 · Dover, De
- W•••• F•••• A••••••• wirehouseNov 19, 2010 to Dec 11, 2012 · Wyomissing, Pa
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jun 20, 2023, registered Jul 6, 2023 (16 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 10, 2018, registered Oct 15, 2018 (5 days) · Wirehouse to wirehouse
- C••••••• S••••••••• I••• to W•••• F•••• A•••••••left Sep 24, 2014, registered Oct 3, 2014 (9 days) · Other
- W•••• F•••• A••••••• to C••••••• S••••••••• I•••left Dec 11, 2012, registered Jan 18, 2013 (38 days) · Other
Signals
- ••• LockedJun 20, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address