RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• E• S••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 15, 2019 · Norfolk, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 29, 2009 to Feb 19, 2019 · Norfolk, Va
- U•• F•••••••• S••••••• I••• wirehouseJul 29, 2005 to Jun 18, 2009 · Norfolk, Va
- T•• L• W••••• C••••••••• I•• independent RIAMar 26, 2004 to Oct 3, 2005 · Timonium, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Feb 19, 2019, registered Feb 15, 2019 (-4 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 18, 2009, registered May 29, 2009 (-20 days) · Wirehouse to wirehouse
- T•• L• W••••• C••••••••• I•• to U•• F•••••••• S••••••• I•••left Oct 3, 2005, registered Jul 29, 2005 (-66 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address