RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L• G•••••
- I•••••••• F•••••••• S••••••••• L•• state registered currentsince May 31, 2013 · Atlanta, Ga
- I•••••••• F•••••••• S••••••••• L•• state registeredJan 6, 2012 to Dec 31, 2012 · Atlanta, Ga
- I•••••••• F•••••••• S••••••••• L•• state registeredAug 30, 2010 to Dec 31, 2011 · Atlanta, Ga
- Q•••••• A•••• M••••••••• I••• formerSep 30, 2008 to Jun 29, 2010 · Minneapolis, Mn
- I•••••••• F•••••••• S••••••••• L•• state registeredNov 2, 2007 to Oct 7, 2008 · Atlanta, Ga
- E•• F•••••••• A••••••• independent RIAApr 8, 2004 to Nov 2, 2005 · Atlanta, Ga
- M•• F•••••••• S•••••••• I••• formerApr 29, 2003 to Jan 23, 2004 · Atlanta, Ga
- V••••••• I••••••••• A•••••••• I••• unclassifiedMar 28, 2003 to Apr 11, 2003 · Atlanta, Ga
- Q•••••• A•••• M••••••••• I••• to I•••••••• F•••••••• S••••••••• L••left Jun 29, 2010, registered Aug 30, 2010 (62 days) · Other
- I•••••••• F•••••••• S••••••••• L•• to Q•••••• A•••• M••••••••• I•••left Oct 7, 2008, registered Sep 30, 2008 (-7 days) · Other
- E•• F•••••••• A••••••• to I•••••••• F•••••••• S••••••••• L••left Nov 2, 2005, registered Nov 2, 2007 (730 days) · Other
- M•• F•••••••• S•••••••• I••• to E•• F•••••••• A•••••••left Jan 23, 2004, registered Apr 8, 2004 (76 days) · Other
- V••••••• I••••••••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left Apr 11, 2003, registered Apr 29, 2003 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address