RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M•••••• B••••••
- C•••••• F•••••••• M••••••••• L•• independent RIA currentsince Jan 2, 2026 · Richmond, Va
- B•••••• W••••• A••••••• formerJan 7, 2015 to Jan 13, 2026 · Richmond, Va
- A••••••••• F•••••••• S•••••••• L•• national BDSep 30, 1998 to Jan 14, 2015 · Richmond, Va
- B•••••• W••••• A••••••• to C•••••• F•••••••• M••••••••• L••left Jan 13, 2026, registered Jan 2, 2026 (-11 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B•••••• W••••• A•••••••left Jan 14, 2015, registered Jan 7, 2015 (-7 days) · Affiliated broker-dealer or bank to a newly registered adviser
- J•••••• M•••••• B•••••• left B•••••• W••••• A••••••• for C•••••• F•••••••• M••••••••• L•• (registered 2026-01-02)Jan 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address