RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B•••• B••••••••
- A• W••••• A••••••• L•• independent RIA currentsince Jun 4, 2010 · Huntersville, Nc
- B••••••••• A•••• M••••••••• L•• asset managerApr 5, 2018 to Dec 31, 2021 · Huntersville, Nc
- G••••••• I••••••••• L•• independent RIADec 16, 2015 to Dec 13, 2022 · Huntersville, Nc
- T•••••• I••••••••• M••••••••• I•• unclassifiedJun 12, 2009 to May 18, 2010 · Huntersville, Nc
- K•• F••••••••• I••• independent RIADec 7, 2007 to Jun 15, 2009 · Green Bay, Wi
- I••••••••• A••••••• I••••••••• I••• unclassifiedOct 5, 2006 to Dec 5, 2007 · Huntersville, Nc
- G••••••• I••••••••• L•• to B••••••••• A•••• M••••••••• L••left Dec 13, 2022, registered Apr 5, 2018 (-1713 days) · RIA to RIA
- B••••••••• A•••• M••••••••• L•• to no registered destinationleft Dec 31, 2021 · Departure, no registered destination
- T•••••• I••••••••• M••••••••• I•• to A• W••••• A••••••• L••left May 18, 2010, registered Jun 4, 2010 (17 days) · Other
- K•• F••••••••• I••• to T•••••• I••••••••• M••••••••• I••left Jun 15, 2009, registered Jun 12, 2009 (-3 days) · Other
- I••••••••• A••••••• I••••••••• I••• to K•• F••••••••• I•••left Dec 5, 2007, registered Dec 7, 2007 (2 days) · Other
- J••• B•••• B•••••••• left G••••••• I••••••••• L•• for B••••••••• A•••• M••••••••• L•• (registered 2018-04-05)Dec 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address