RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• L••• F••••••••
- F•••• A•••• M••••••••• I••• state registered currentsince Jan 28, 2025 · Coral Gables, Fl
- M••••• K••••• • C••••••• L•• formerNov 1, 2004 to Jun 23, 2006 · Hialeah, Fl
- W••• I••••••••• I••• unclassifiedMay 22, 2003 to Nov 8, 2004 · Miami, Fl
- A• G• E•••••• • S•••• I••• unclassifiedMar 12, 1998 to Apr 15, 2003 · Coral Gables, Fl
- M••••• K••••• • C••••••• L•• to F•••• A•••• M••••••••• I•••left Jun 23, 2006, registered Jan 28, 2025 (6794 days) · Other
- W••• I••••••••• I••• to M••••• K••••• • C••••••• L••left Nov 8, 2004, registered Nov 1, 2004 (-7 days) · Other
- A• G• E•••••• • S•••• I••• to W••• I••••••••• I•••left Apr 15, 2003, registered May 22, 2003 (37 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address