RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• H••••••• D••••
- D•••• C•••••• G••••• L•• institutional currentsince Jun 23, 2026 · Jupiter, Fl
- L•• F•••••••• L•• BD affiliatedOct 23, 2014 to Jul 1, 2026 · Plantation, Fl
- T•• C•••••••• G••••• L•• formerMay 23, 2011 to Oct 23, 2014 · Wellington, Fl
- N•• A•••••••• I••• unclassifiedOct 30, 2008 to Dec 1, 2010 · Bryan, Oh
- L•• F•••••••• L•• to D•••• C•••••• G••••• L••left Jul 1, 2026, registered Jun 23, 2026 (-8 days) · Other
- T•• C•••••••• G••••• L•• to L•• F•••••••• L••left Oct 23, 2014, registered Oct 23, 2014 (0 days) · Other
- N•• A•••••••• I••• to T•• C•••••••• G••••• L••left Dec 1, 2010, registered May 23, 2011 (173 days) · Other
- H••••• H••••••• D•••• left L•• F•••••••• L•• for D•••• C•••••• G••••• L•• (registered 2026-06-23)Jul 1, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address