DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kristina Elisabeth Alley
Certified Financial Planner
Feed of 09/14/2026
At current firm
11 y
since Dec 16, 2014
In the industry
28 y
since Oct 15, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Santa Fe Advisors LLC independent RIA currentsince Dec 16, 2014 · Santa Fe, Nm
- LPL Financial LLC BD affiliatedJan 13, 2009 to Oct 29, 2010 · Santa Fe, Nm
- First Santa Fe Advisors, LLC formerJun 3, 2008 to Dec 11, 2014 · Santa Fe, Nm
Moves
a registration end followed by a registration begin elsewhere
- First Santa Fe Advisors, LLC to LPL Financial LLCleft Dec 11, 2014, registered Jan 13, 2009 (-2158 days) · Other
- LPL Financial LLC to Santa Fe Advisors LLCleft Oct 29, 2010, registered Dec 16, 2014 (1509 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address