RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• A••••• S••••
- T•• A••••••••• F•••••••• G•••• state registered currentsince Jan 21, 2026 · Mechanicsburg, Pa
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jun 9, 2010 · King George, Va
- T•• A••••••••• F•••••••• G•••• state registeredNov 21, 2024 to Dec 31, 2025 · Mechanicsburg, Pa
- W•••••• A•••••••• L••• formerOct 10, 2008 to Dec 31, 2023 · Mechanicsburg, Pa
- W•••••• • A••••••••• L••• unclassifiedMar 16, 2006 to Nov 17, 2008 · Camp Hill, Pa
- W•••••• A•••••••• L••• to M•• I•••••••• S•••••••• L••left Dec 31, 2023, registered Jun 9, 2010 (-4953 days) · Other
- W•••••• • A••••••••• L••• to W•••••• A•••••••• L•••left Nov 17, 2008, registered Oct 10, 2008 (-38 days) · Other
- G••••• A••••• S•••• left W•••••• A•••••••• L••• for M•• I•••••••• S•••••••• L•• (registered 2010-06-09)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address