R••• A••• D••••••

• L•• F•••••••• L•• BD affiliated current
  since Dec 6, 2018 · South Bend, In
• C••••• A•••••• N••••••• L•• former
  May 10, 2016 to Dec 5, 2018 · Mishawaka, In
• S••••••• I••••••••• I••• former
  Jan 23, 2001 to Dec 31, 2002 · Mishawaka, In

• C••••• A•••••• N••••••• L•• to L•• F•••••••• L••
  left Dec 5, 2018, registered Dec 6, 2018 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• S••••••• I••••••••• I••• to C••••• A•••••• N••••••• L••
  left Dec 31, 2002, registered May 10, 2016 (4879 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address