RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• A•••••
- D•• W••••• M••••••••• state registered currentsince Dec 20, 2019 · Easton, Md
- P•••••• I••••••••• C••••••• L•• formerMar 24, 2016 to Oct 17, 2019 · Easton, Md
- N•••••• C•••• A•••• M••••••••• formerFeb 28, 2013 to Dec 8, 2015 · Easton, Md
- A•••••• W••••• M••••••••• L••• formerApr 24, 2012 to Feb 19, 2013 · New York, Ny
- A•••••• W••••• M••••••••• L••• formerOct 7, 2011 to Apr 18, 2012 · Centreville, Md
- A••••••• • S••••••••• I••••••••• formerJul 1, 2010 to Oct 7, 2011 · Leesburg, Va
- J•••• • L••••• S••••••••• C••• unclassifiedJun 3, 2009 to Jul 7, 2010 · Leesburg, Va
- C••••••••• C•••••• I••••••••• S•••••••• I••• unclassifiedDec 3, 2001 to Dec 31, 2002 · Lynchburg, Va
- P•••••• I••••••••• C••••••• L•• to D•• W••••• M•••••••••left Oct 17, 2019, registered Dec 20, 2019 (64 days) · Other
- N•••••• C•••• A•••• M••••••••• to P•••••• I••••••••• C••••••• L••left Dec 8, 2015, registered Mar 24, 2016 (107 days) · Other
- A•••••• W••••• M••••••••• L••• to N•••••• C•••• A•••• M•••••••••left Feb 19, 2013, registered Feb 28, 2013 (9 days) · Other
- A••••••• • S••••••••• I••••••••• to A•••••• W••••• M••••••••• L•••left Oct 7, 2011, registered Oct 7, 2011 (0 days) · Other
- J•••• • L••••• S••••••••• C••• to A••••••• • S••••••••• I•••••••••left Jul 7, 2010, registered Jul 1, 2010 (-6 days) · Other
- C••••••••• C•••••• I••••••••• S•••••••• I••• to J•••• • L••••• S••••••••• C•••left Dec 31, 2002, registered Jun 3, 2009 (2346 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address