RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A•••••• P••••
- S•••••• W••••• P•••••••• L•• BD affiliated currentsince Feb 28, 2013 · Atlanta, Ga
- Z•••• I••••••••• M••••••••• I••• mixed wealthJan 29, 2008 to Jan 24, 2013 · Chicago, Il
- F•• S••••••••• C••••••••• formerSep 2, 2004 to Jan 18, 2008 · Smyrna, Ga
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedApr 23, 2003 to Aug 12, 2004 · Atlanta, Ga
- Z•••• I••••••••• M••••••••• I••• to S•••••• W••••• P•••••••• L••left Jan 24, 2013, registered Feb 28, 2013 (35 days) · Other
- F•• S••••••••• C••••••••• to Z•••• I••••••••• M••••••••• I•••left Jan 18, 2008, registered Jan 29, 2008 (11 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to F•• S••••••••• C•••••••••left Aug 12, 2004, registered Sep 2, 2004 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address