RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• P••• S••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 21, 2021 · Coeur D' Alene, Id
- W•••••• • R••• formerOct 12, 2016 to Jul 21, 2021 · Spokane, Wa
- M••••• C•••••• A•••••••• L•• independent RIAFeb 7, 2012 to Oct 11, 2016 · Raleigh, Nc
- W•••••• • R••• formerNov 13, 2002 to Jul 30, 2010 · Coeur D'Alene, Id
- W•••••• • R••• to L•• F•••••••• L••left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- M••••• C•••••• A•••••••• L•• to W•••••• • R•••left Oct 11, 2016, registered Oct 12, 2016 (1 days) · Other
- W•••••• • R••• to M••••• C•••••• A•••••••• L••left Jul 30, 2010, registered Feb 7, 2012 (557 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address