RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• I••••• A••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 5, 2025 · Centennial, Co
- W•••••• I••••••••• S••••••••• formerJul 20, 2010 to Jun 5, 2025 · Westlake Village, Ca
- C••••••• W••••• • C•• formerJun 8, 2007 to Jul 19, 2010 · Westlake Village, Ca
- M••••• S•••••• D• I••• unclassifiedAug 24, 1998 to Jan 19, 2006 · Beverly Hls, Ca
- W•••••• I••••••••• S••••••••• to L•• F•••••••• L••left Jun 5, 2025, registered Jun 5, 2025 (0 days) · corporate re-registration, not a move
- C••••••• W••••• • C•• to W•••••• I••••••••• S•••••••••left Jul 19, 2010, registered Jul 20, 2010 (1 days) · Other
- M••••• S•••••• D• I••• to C••••••• W••••• • C••left Jan 19, 2006, registered Jun 8, 2007 (505 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address