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Registered advisor

M••• S••••• F•••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedLeominster, Ma dual registrantIAPD 2920917

Feed of 09/14/2026

At current firm

3 y

since Aug 1, 2023

In the industry

29 y

since Jul 30, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Aug 1, 2023 · Sarasota, Fl
C••• F•••••••• S•••••••• L••• former
Apr 20, 2006 to Aug 1, 2023 · Chelmsford, Ma
C••••• I••••••••• S••••••• L•• former
Oct 18, 2005 to Apr 17, 2006 · Worcester, Ma
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 20, 2004 to Oct 25, 2005 · Worchester, Ma
Q•••• • R•••••• I••• unclassified
Jul 16, 2004 to Oct 20, 2004 · Worcester, Ma

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Aug 1, 2023, registered Aug 1, 2023 (0 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• S••••••• L•• to C••• F•••••••• S•••••••• L•••
left Apr 17, 2006, registered Apr 20, 2006 (3 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to C••••• I••••••••• S••••••• L••
left Oct 25, 2005, registered Oct 18, 2005 (-7 days) · Other
Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Signals

M••• S••••• F••••••• left C••• F•••••••• S•••••••• L••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-08-01)
Aug 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address