RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• E••••• C•••
- F••••• N•••• F•••••• D•••••• I••••••••• independent RIA currentsince Dec 16, 2014 · Washington, Dc
- J••••••• L•••• A•••• M••••••••• I•• formerMar 13, 2012 to Nov 7, 2014 · Washington, Dc
- J•••••••• L•••• • C•• I••••••••• unclassifiedSep 26, 2007 to Feb 7, 2008 · Washington, Dc
- J••••••• L•••• A•••• M••••••••• I•• formerMay 9, 2003 to Dec 31, 2011 · Washington, Dc
- J••••••• L•••• A•••• M••••••••• I•• to F••••• N•••• F•••••• D•••••• I•••••••••left Nov 7, 2014, registered Dec 16, 2014 (39 days) · Other
- J••••••• L•••• A•••• M••••••••• I•• to J•••••••• L•••• • C•• I•••••••••left Dec 31, 2011, registered Sep 26, 2007 (-1557 days) · Other
- J•••••••• L•••• • C•• I••••••••• to J••••••• L•••• A•••• M••••••••• I••left Feb 7, 2008, registered Mar 13, 2012 (1496 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address