RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A• R••••
- Y••••• A•••• M••••••••• L•• state registered currentsince Mar 16, 2026 · Newport Beach, Ca
- D••• H••• A•••••••• I••• independent RIAJan 29, 2020 to Dec 31, 2020 · Kingwood, Tx
- B•••••• C•••••• M••••••••• asset managerMar 6, 2018 to Jan 13, 2020 · Atlanta, Ga
- D••• H••• A•••••••• I••• independent RIAAug 18, 2016 to Feb 5, 2018 · San Diego, Ca
- D••• H••• A•••••••• I••• independent RIAOct 1, 2014 to Jul 14, 2016 · San Diego, Ca
- D••• H••• A•••••••• I••• to Y••••• A•••• M••••••••• L••left Dec 31, 2020, registered Mar 16, 2026 (1901 days) · RIA to a state-registered adviser
- B•••••• C•••••• M••••••••• to D••• H••• A•••••••• I•••left Jan 13, 2020, registered Jan 29, 2020 (16 days) · Other
- D••• H••• A•••••••• I••• to B•••••• C•••••• M•••••••••left Feb 5, 2018, registered Mar 6, 2018 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address